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Revised Edition: Practical Method of Dealing With Wrongdoing by Executives and Employees

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Revised Edition: Practical Method of Dealing With Wrongdoing by Executives and Employees

- Investigating and Pursuing Liability

Tsuneyasu Ozaki, Kaku Hirao and Tomoki Oga co-authored a book entitled "Revised Edition: Practical Method of Dealing With Wrongdoing by Executives and Employees - Investigating and Pursuing Liability ," published by Daiichi Hoki Co., Ltd.

Authors

平尾 覚

His main practice area is corporate crisis management and litigation. He is also highly knowledgeable and experienced on matters involving foreign investigations and regulatory authorities. He has dealt with many cases in relation to investigations by the Securities and Exchange Surveillance Commission, the Japanese Fair Trade Commission, the Japanese Public Prosecutor’s Office, etc., as well as foreign authorities such as the U.S. Department of Justice. He has also dealt with a variety of cases such as misconduct by executives and employees, violation of environmental regulations, violation of the regulation regarding pharmaceutical and medical equipment, etc. In addition to cases that require emergency responses, he has advised many companies to build effective whistleblowing systems and anti-bribery compliance programs, and he has assisted with due diligence procedures from a compliance perspective.

大賀 朋貴

Tomoki’s practice covers various corporate crisis management matters such as product defects, breach of industrial regulations including GMP, misleading representations of products, divulging confidential information, window-dressing, misrepresentation of financial statements, insider trading, antitrust (bid rigging, price cartels, and abuse of dominant position), bribery, and misconduct by executives and employees. He provides tailored legal services (investigation, creating a relapse prevention plan, defending against criminal and administrative investigations, public relations, handling the related civil, criminal and administrative litigation, etc.) in a timely and flexible manner. He also has advised many companies in building effective whistle blowing systems and anti-bribery compliance programs, and has assisted with due diligence procedures from a compliance perspective.
After a secondment to a South Korean law firm from 2016 to 2017, he supports South Korean clients on their expansion and business development strategies in Japan.